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Goldman Sachs

Society > Issues > Business > Allegedly Unethical Firms > Goldman Sachs

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SEC: Goldman Sachs Research Analyst Conflicts of Interest - http://www.sec.gov/litigation/litreleases/lr18113.htm
Alleged that the research team was aligned with and pitched the firm's investment banking activities.

SEC: Goldman Sachs Traded Based on Non-Public Information - http://www.sec.gov/news/press/2003-107.htm
Determined that the form willfully violated the provisions of the Exchange Act that prohibit fraud by broker-dealers and government securities dealers.

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